Financial Regulation, Internet Banking and FinTech in China

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Recently, the People’s Bank of China (PBOC), China Banking Regulatory Commission (CBRC), China Securities Regulatory Commission (CSRC) and China Insurance Regulatory Commission (CIRC), who are collectively known in China as the “Yi Hang San Hui” (one central bank, three commissions), … Continue reading

Protected: Customisable Portfolio Matching System for Financial Advisors

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Notes on Financial Software Engineering for MiFID II-Compliance

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Following a critical discourse analysis of the MiFID II financial regulation, here are some notes for the industry tackling the issue of Financial Software Engineering for Investment Suitability and Reporting Quality. This is my own reading of the regulation and how … Continue reading

Protected: Risk-Profiling for MiFID Compliance – Defining Investment Horizon and Proof of Investment Suitability

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